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Our Team
Mike Bernadino
Managing Partner
mbernadino@triunecapital.com 704-714-2200 Michael Bernadino, is a 30-year veteran of the securities industry, He is a
He began his career in 1974 as a Compliance Assistant with Morgan Stanley
In 1990 he joined the firm of Charles Schwab and Co. as Director of Retail Compliance. In this role Michael managed the compliance effort for the firm's discount retail business. In 1992 Michael became the Managing Director of Compliance for Wachovia Securities. His responsibility as Managing Director was the oversight of Wachovia's Retail and Capital Markets business. In 2001 Michael joined Bank of America and served as Senior Vice President in Corporate Compliance. He managed Compliance Support Strategies, which are centralized functions related to the licensing and registration of securities professionals, review of security marketing and sales materials, oversight of associated personal trading accounts, and control of the information walls between public and non-public information. Mr. Bernadino's security qualifications and licenses include: Series 7, 4, 5, 12, 14, 15, 24, 53 and 63. Return to Our Team
To learn more about Triune Capital Advisors, Contact Us to schedule a no-obligation appointment today, or call 704-714-2200.
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