Trading
Malcolm Prochaska provides institutional investors an alternative to the current lineup of brokers, traders and dealers. Offering securities through Triune Capital Advisors, LLC and clearing through Pension Financial, Malcolm is able to provide outstanding order execution and other valued institutional services by drawing upon his 20 plus years of industry experience. Having spent 14 of these years as NASDAQ market maker, he has handled most every type and size of order. Malcolm combines an understanding of “market mechanics” with multiple liquidity access portals and time taught trading techniques to provide institutional clients the professional handling of their valued orders at competitive rates. Additionally, fund clients enjoy customized news, research, and information compiling services developed from buy and sell side contacts as well as third party providers. His network of industry contacts built over the years provides a unique, diversified sounding board for researching specific ideas and broad investments themes. All clients benefit from a dedication to customer service enabled by a strong work ethic, willingness to listen, demonstrated trustworthiness, and experience. We well understand that the only way to succeed is for clients’ goals to be our goals. Please contact Malcolm at 866.730.2994 to learn more.
Prior Industry Experience:
Burlington Capital Markets, Inc - Atlanta, GA - November 2002 to January 2004 Sales Trader/Foreign MarketerSunTrust Robinson Humphrey - Atlanta, GA - July 2000 to January 2002 Senior Trader, Senior Vice President
SunTrust Equitable Securities - Nashville, TN - July 1999 to June 2000 Senior Trader, Assistant Manager, Managing Director
Wheat First Union - Richmond, VA - July 1990 to June 1999 Senior Trader, Assistant Manager, Managing Director
Edgar M. Norris & Company - Greenville, SC - March 1989 to December 1989 Trading Manager
McDaniel Lewis & Company - Greensboro, NC - March 1988 to March 1989 Head Trader
E. F. Hutton - Charlotte, NC - April 1987 to January 1988 Assistant Trader
Registrations:
Series 7 - Securitues Trader , 1987Series 63 - Uniform Securities Agent State Law, 1987
Series 53 - Municipal Securities Principal, 1988
Series 24 - General Securities Principal, 1995
Series 55 - Equity Trader, 2001
Series 66 - Investment Advisor, 2004
Series 3 - Commodities Agent, 2005
Series 4 - Options Principal, 2007
Other Professional Activities:
Certified Market Technician Program, Level I Examination - 2005, Level II Examination - 2008Carolina Securities Traders Association, Board or Directors - 2008
Education:
Davidson College - Davidson, NC Bachelor of Arts, Major in Economics, 1986Virginia Commonwealth University - Richmond, VA Masters of Business Administration, 1996
